Ontario Securities Commission

Who We Are The Ontario Securities Commission (OSC) is the statutory body responsible for regulating Ontario’s capital markets in accordance with the mandate established in the provincial Securities Act and the Commodity Futures Act. The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk. This mandate is performed through policy, operational, adjudication and enforcement work. The OSC also contributes to national and global securities regulation development.   We offer a diverse, fair, and flexible work environment and take pride in our challenging and rewarding work.   Key Duties and Responsibilities The Legal Counsel II position, reporting to the Manager, Investment Management Division, will: Assess product disclosure as part of a prospectus review for more complex, innovative and novel investment products. Review and provide recommendations on applications for discretionary relief of different levels of complexity including presenting those recommendations to member jurisdictions in the CSA and the OSC Executive. Lead significant multi-disciplinary policy and legislative initiatives/projects that impact investment funds at both the Ontario and national levels.   What do you need to be successful in this role? As the ideal candidate, you are/have: A member of the Law Society of Upper Canada in good standing, and have 4-7 years’ experience practicing securities law. CFA or MBA is desirable or similar knowledge or experience. Knowledge of issues in investment funds and an understanding of the use of investment and derivative strategies as part of an investment portfolio.  The ability to lead discussions, demonstrate creativity, achieve results, and communicate information clearly and concisely. The ability to be a strong contributor to a dynamic team environment of professionals, and a proven aptitude to consider the OSC’s mandate of balancing investor protection, regulatory objectives and practical business applications are other assets that will lead to success in this role. Grow your career and make a difference working at the OSC.   Application Instructions Please include the file number and position title in your application. In addition, your application must include the following: Cover letter – stating your interest in working for the OSC and Branch Resume Copies of your current graduate transcripts Reference letters are welcomed but not required   Please attach the above documents in one PDF document, with the naming convention “Last Name, First Name.   OSC Employees: please apply in Workday using the Browse Jobs feature within your Jobs Hub.   Please submit your application for this position through the OSC website at   https://osc.wd3.myworkdayjobs.com/OSCCareers/job/CA-ON-Toronto/Legal-Counsel-II_JR100356   Applications must be received by Thursday, May 23, 2024, at 11:59 pm EST.   We thank all applicants for their interest in the Ontario Securities Commission. We will contact those selected for an interview.   The OSC is committed to diversity and providing an inclusive workplace. It is our priority to ensure employment opportunities are visible and barrier-free to all under-represented groups including but not limited to, Indigenous, Black and racialized groups, people with disabilities, women and people from the LGBTQ2S community, to achieve an employee demographic profile reflective of the demographic profile of Ontarians.   The OSC is a proud partner with the following organizations: BlackNorth Initiative <  https://blacknorth.ca/ >  Canadian Centre for Diversity and Inclusion <  https://ccdi.ca/ > , and Pride at Work Canada < https://prideatwork.ca/ >.   If you require an accommodation during the recruitment process, please let us know by contacting our confidential inbox HRRecruitment@osc.gov.on.ca .   Visit Accessibility at the OSC <  https://www.osc.ca/en/accessibility-osc > to review the OSC’s policies on accessibility and accommodation in the workplace.